Manager, Investor Services AML at SEI U.S. in Dublin

Job description

SEI Investments is a leading global provider of asset management and investment technology solutions. The company’s innovative solutions help corporations, financial institutions, financial advisors, and affluent families create and manage wealth. SEI is a people focused organization which encourages and recognizes employee development as being a critical component in the provision of excellent client service. An open, collaborative and detail oriented environment underpins this business objective. Whilst the parent company has its principal offices in the United States, the SEI Group comprises operating subsidiaries in the EU, UK, Cayman Islands and Canada. The SEI Group’s operations in Ireland are carried out through three entities based in Dublin that conduct the Group’s business of managing proprietary UCITS and AIF funds, as well as providing administration and depositary services to funds established by third party investment managers. Position Description: The Anti-Money Laundering (“AML”) team supports business units and compliance professionals across the company and is responsible for establishing, maintaining and developing a framework that ensures that the division operates to the highest standards of regulatory compliance and governance. The Manager, Investor Services AML is responsible for managing and overseeing the day-to-day functions within the AML team and for supporting and delivering any key projects or technology developments on the team. What you’ll do : Responsible for the performance and oversight of AML processes within the team to ensure company and regulatory objectives are achieved while ensuring adherence to applicable policies. Act as a primary AML contact for clients, fund MLROs, investors and other key stakeholders. Continuous development of AML desk procedures and job aids and ensure alignment with policies and service level agreements. Oversee refresh process of existing business, in accordance with agreed cycles. Oversee ongoing screening and issue resolution and documentation of results. Perform ongoing monitoring of business, including PEP’s and transaction monitoring. Assist in the implementation of new business within the AML team including the review of new fund documents. Assist the business in coordinating and implementing any regulatory changes that may arise. Ensure regular AML management reporting across all funds is produced accurately and timely for submission to Management and Clients/Fund Boards Identify emerging risks through regular reviews and assessment of processes and implement effective controls to mitigate exposure. Implementation of additional or new AML technology as required to improve the overall AML process environment and client experience. Report to senior management on any key AML metrics and operational matters as they arise. Collaborate with internal stakeholders such as Compliance and Internal Audit to support audits and any continuous monitoring programmes. Represent SEI in a professional manner during onsite due diligence visits by clients, Fund MLRO’s and The Regulator Train staff on AML procedures, protocols, and emerging regulatory requirements. Manage team members through identification of development requirements, ‘on the job’ coaching / mentoring, and training, to enable provision of superior client service. Through the appropriate interpersonal skills and methods, be responsible for guiding and positively influencing the actions of individuals and groups toward achieving desired results and promoting a team atmosphere. Management of employees to ensure adherence to company policies and procedures Ensure succession planning process in place and operational within department through identification and development of high potential personnel. Champion HR policies and ensure all are applied and maintained. Perform all duties assigned to your role under the Company’s Safety Statement, to ensure Health, Safety and Well-being for all employees for whom you