Analyst Compliance ( FTC) - German Speaker at StoneX in Frankfurt

Job description

Overview StoneX is an institutional-grade financial services network that connects companies, organisations, and investors to global markets ecosystem through a unique blend of digital platforms, end-to-end clearing and execution services, high-touch service, and deep expertise. We provide access to multiple derivatives exchanges and foreign exchange markets, nearly every global securities marketplace and a number of bi-lateral liquidity venues. We deliver this access with support throughout the entire lifecycle of a trade – from consulting and “boots-on-the-ground” intelligence, to best execution, to post-trade clearing, custody and settlement. In these ways, StoneX enables clients to use the global markets ecosystem to achieve their business goals through one trusted partner. StoneX Financial Ltd is a UK-based, FCA-authorised investment firm and a subsidiary of StoneX Group Inc., a Nasdaq-listed global financial services company. Headquartered in London, it provides institutional-grade services including execution, clearing, custody, payments, and access to global markets. StoneX Financial Ltd connects clients to the global financial ecosystem through robust digital platforms and maintains a strong governance and risk management culture. Responsibilities Job Purpose The Compliance Analyst is responsible for supporting and executing SFEG's Compliance and AML framework, ensuring that regulatory obligations are met, internal controls operate effectively, and business activities remain aligned with applicable laws, regulations, and internal policies. The role contributes directly to the development and maintenance of a sound compliance culture across SFEG and its European operations and supports the successful implementation of strategic initiatives, acquisitions, business expansion activities, and regulatory projects. Length of FTC : 12 month Key Responsibilities Compliance Monitoring & Controls Execute, coordinate, document, and continuously enhance the Compliance Monitoring Plan and the Outsourcing monitoring framework. Perform compliance and AML monitoring activities and thematic reviews. Track, document, and follow up on remediation actions arising from monitoring activities, audits, and regulatory reviews. Review evidence and documentation submitted by business functions and outsourced service providers. Policies, Procedures & Governance Draft, review, maintain, and enhance compliance and AML policies, procedures, and governance documentation. Support the implementation of new regulatory requirements through policy updates and control enhancements. Assist in maintaining a consistent governance framework across European operations and group entities. Regulatory Change Management Monitor regulatory developments affecting SFEG and other relevant group entities. Conduct regulatory impact assessments and support implementation projects. Assist with regulatory initiatives including organisational changes, business expansions, and new product approvals. AML & Financial Crime Compliance Support the AML Officer in fulfilling AML-related responsibilities. Participate in AML control activities, risk assessments, and internal control framework enhancements. Assist in maintaining effective AML governance, client due diligence oversight, and documentation standards. Client & Business Oversight Maintain oversight of client documentation and client review processes. Support KYC and regulatory client requests. Assist business teams with compliance and AML-related queries and provide day-to-day advisory support. Branch & Cross-Border Compliance Support compliance oversight of SFEG's branches and cross-border activities, including Dublin, Madrid, Luxembourg, and future locations. Monitor adherence to internal policies and regulatory requirements across multiple jurisdictions. Assist with the implementation of regulatory and governance requirements in newly established entities and branches. Acquisitions & Business Integration Support the int